Compliance Officer - Investment Products (MiFID II)
Compliance Officer (Investment Products)
About Satispay
Satispay was born to revolutionise everyday payments – making them simple, fair, and accessible to everyone. Now, the focus has moved even further, aiming to shape the future of money.
We're a movement empowering millions of people, driven by a shared purpose to tackle big challenges. And we're just getting started. We move quickly, think boldly, and trust each other to challenge the norm, learning and growing as we go.
If you're looking for more than just your next job – if you want to build something impactful with a talented team – you're in the right place.
What you'll be doing
As a Compliance Officer (Investment Products), you’ll play a key role in ensuring our compliance with all applicable regulations, with a primary focus on MiFID II across all investment offerings. Here’s what your day-to-day will look like:
- Compliance Framework - Support the Head of the Compliance department in implementing and maintaining a robust Compliance Monitoring Programme to ensure adherence to all applicable regulations. Perform second-line of-defense controls, highlight weaknesses, and issue recommendations.
- Risk Management - Identify, assess, and mitigate compliance risks associated with existing and new investment products, including the specific risks presented by crypto-assets. Support the management of compliance incidents.
- Horizon scanning and Advisory - Monitor changes in laws and regulations and advise the Authorised Management and the Product teams on business impacts.
- Regulatory strategy & Licensing - Contribute to the regulatory strategy and support future license extension processes.
- Policies and procedures framework - Assist in drafting, updating, and maintaining compliance policies.
- Regulatory reporting - Support in timely and accurate regulatory reporting, including the CSSF annual questionnaire on financial crime.
- Interaction with regulators and auditors - Support interact...