LatAm Regulatory & Compliance - Assistant Vice President / Vice President

🇺🇸 Greenwich, Connecticut
$135K - $175K Annual
Posted 5 days ago
Expires May 29, 2026

iCapital is seeking an Assistant Vice President or Vice President to join its Regulatory and Compliance team, focusing on Distribution Compliance in Latin America. This role involves providing compliance advisory and supervisory support for the firm's distribution of alternative investment products across Latin American markets. The position requires close collaboration with Distribution, Legal, Product, and Global Compliance teams to ensure that distribution, marketing, and investor communications adhere to applicable FINRA rules, U.S. securities laws, and jurisdiction-specific and cross-border requirements.

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