Compliance Director

Altruist is a fintech company headquartered in Culver City, California, specializing in providing a commission-free digital investment platform tailored for independent financial advisors. Their mission is to make financial advice more tailored, affordable, and accessible by leveraging automation and AI to simplify various financial processes.

The Compliance Director will play a pivotal role in ensuring that Altruist's operations adhere to all applicable regulatory requirements and internal policies. This position involves developing, implementing, and maintaining compliance programs, conducting regular audits, and providing guidance to various departments on compliance matters. The Compliance Director will also be responsible for staying updated on regulatory changes and ensuring the company's practices align with industry standards.

Ideal candidates should possess a strong background in financial services compliance, with a deep understanding of SEC, FINRA, and other relevant regulations. Experience in developing and managing compliance programs, conducting audits, and providing training to staff is essential. Strong analytical skills, attention to detail, and the ability to communicate complex regulatory information effectively are also required.

While specific compensation details are not provided, Altruist offers a competitive salary and benefits package, including health insurance, retirement plans, and opportunities for professional development.

Altruist fosters a collaborative and innovative work environment, encouraging employees to contribute ideas and drive positive change. The company is committed to the professional growth of its staff, offering opportunities for advancement and continuous learning. Joining Altruist means becoming part of a mission-driven team dedicated to transforming the financial services industry.